The Annual Certificate of Violations: Quick, Easy, and Almost Always Missing

For how simple this requirement is, it's staggering how often it's missing from DQFs. The annual certificate of violations takes about 3 minutes to complete. Missing it? That's a compliance violation that shows up in audits constantly.

What Is It?

Under §391.27, every driver must provide a written list of all traffic violations they were convicted of (or forfeited bond for) in the preceding 12 months. If they had no violations, they certify that fact. Either way, it goes on paper and into the DQF.

When Is It Due?

Annually. The regulation doesn't specify a universal date — most carriers use either the driver's hire anniversary or align it with their annual MVR pull to knock both out at once. The latter approach is smart because you can cross-reference the driver's self-reported violations against the MVR immediately.

The Form

FMCSA doesn't mandate a specific form. Just a written statement that includes:

• Driver's name and signature
• Date
• List of all violations OR a certification of no violations
• For each violation: date, location, type of violation, type of vehicle driven

Some carriers use a simple one-page template. Others use their compliance software to generate and track it. Either works.

What You Do With It

Review the certificate alongside the annual MVR. If the driver reported no violations but the MVR shows two speeding tickets — that's a problem you need to address. If everything matches, file both in the DQF with a signed reviewer acknowledgment and date.

Simple? Yes. Important? Absolutely. Set a recurring task and stop letting this one slip through the cracks.